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Louis Althusser |
Étienne
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Reading | |||
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( Part 2 ) | |||
First published
by François Maspero, Paris, 1968
© 1968 by Librairie François Maspero
This translation first published 1970
© NLB 1970
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Part II: The Object of Capital 71 |
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1. Introduction 73 |
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2. Marx and his Discoveries 79 |
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3. The Merits of Classical Economics 83 |
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4. The Errors of Classical Economics: |
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5. Marxism is not a Historicism 119 |
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6. The Epistemological Propositions of Capital (Marx, Engels) 145 |
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7. The Object of Political Economy 158 |
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8. Marx's Critique 165 |
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9. Marx's Immense Theoretical Revolution 182 |
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Appendix: On the 'Ideal Average' and the Forms of Transition 194
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Index 325 |
page 70 [blank]
page 71
Part II
The Object of Capital
Louis Althusser
page 72 [blank]
page 73
Such was my project: at first sight, it might seem simple, and require only to be carried out. Indeed, Marx left us in passing in the text and notes of Capital a whole series of judgements of his own work, critical comparisons with his predecessors (the Physiocrats, Smith, Ricardo, etc.) and lastly very precise methodological comments comparing his analytical procedures with the methods of e.g., the mathematical, physical and biological sciences, and with the dialectical method defined by Hegel. Since on the other hand we possess the 1857 Introduction to A Contribution to the Critique of Political Economy -- an extremely profound development of the earlier theoretical and methodological comments in Chapter Two of The Poverty of Philosophy (1847) -- it seems legitimate to believe that this set of texts really embraced the object of my reflection, and that a systematic arrangement of this already
worked-out material was all that was required for the epistemological project I have mentioned to take on body and reality. Indeed, it seemed natural to think that when he spoke of his work and his discoveries, Marx was reflecting on the innovatory character, and therefore on the specific distinction of his object, in philosophically adequate terms -- and that this adequate philosophical reflection was itself devoted to a definition of the scientific object of Capital, defining its specific distinction in explicit terms.
But the protocols for a reading of Capital which we have inherited from the history of the interpretation of Marxism, as well as the experiments in reading Capital we can make ourselves, confront us with real difficulties inherent in Marx's text itself. I shall assemble them under two headings, and these two headings will constitute the object of my study.
(1) Contrary to certain appearances, or at any rate, to my expectations, Marx's methodological reflections in Capital do not give us a developed concept, nor even an explicit concept of the object of Marxist philosophy. They always provide the means with which to recognize, identify and focus on it, and finally to think it, but often at the end of a long investigation, and only after piercing the enigma contained in certain expressions. Our question therefore demands more than a mere literal reading, even an attentive one: it demands a truly critical reading, one which applies to Marx's text precisely the principles of the Marxist philosophy which is, however, what we are looking for in Capital. This critical reading seems to constitute a circle, since we appear to be expecting to obtain Marxist philosophy from its own application. We should therefore clarify: we expect from the theoretical work of the philosophical principles Marx has explicitly given us or which can be disengaged from his Works of the Break, and Transitional Works -- we expect from the theoretical work of these principles applied to Capital their development and enrichment as well as refinements in their rigour. This apparent circle should not surprise us: all 'production' of knowledge implies it in its process.
(2) But this philosophical investigation runs into another real difficulty, one which no longer involves the presence and distinction of the object of Marxist philosophy in Capital, but the presence and distinction of the scientific object of Capital itself. Restricting myself to a single, simple symptomatic question around which turn most of the interpretations and criticism of Capital, what, strictly speaking, is the nature of the object whose theory we get from Capital ? Is it Economics or History? And specifying this question, if the object of Capital is Economics, precisely what distinguishes this object in its concept from the object of classical Economics? If the object of Capital is History, what is this History, what place does Economics have in History, etc.? Here again, a merely literal reading of Marx's text, even an attentive one, will leave us unsatisfied or even make us miss the question altogether, dispensing us from the task of posing this question, even though it is essential to an understanding of Marx -- and depriving us
of an exact consciousness of the theoretical revolution induced by Marx's discovery and of the scope of its consequences. Without doubt, in Capital Marx does give us, in an extremely explicit form, the means with which to identify and announce the concept of his object -- what am I saying? -- he announces it himself in perfectly clear terms. But if he did formulate the concept of his object without ambiguity, Marx did not always define with the same precision the concept of its distinction, i.e., the concept of the specific difference between it and the object of Classical Economics. There can be no doubt that Marx was acutely conscious of the existence of this distinction: his whole critique of Classical Economics proves it. But the formulae in which he gives us this distinction, this specific difference, are sometimes disconcerting, as we shall see. They do guide us onto the road to the concept of this distinction, but often only at the end of a long investigation and, once again, after piercing the enigma contained in some of his expressions. But how can we establish the differential specificity of the object of Capital with any precision without a critical and epistemological reading which assigns the site where Marx separates himself theoretically from his predecessors, and determines the meaning of this break. How can we aim to achieve this result without recourse precisely to a theory of the history of the production of knowledges, applied to the relations between Marx and his pre-history, i.e., without recourse to the principles of Marxist philosophy ? As we shall see, a second question must be added to this one: does not the difficulty Marx seems to have felt in thinking in (penser dans ) a rigorous concept the difference which distinguishes his object from the object of Classical Economics, lie in the nature of his discovery, in particular in its fantastically innovatory character ? in the fact that this discovery happened to be theoretically very much in advance of the philosophical concepts then available? And in this case, does not Marx's scientific discovery imperiously demand that we pose the new philosophical problems required by the disconcerting nature of its new object ? This last argument calls on philosophy to participate in any depth reading of Capital in order to answer the astonishing questions asked of philosophy in its pages: unprecedented questions which are decisive for the future of philosophy itself.
Such is the double object of this study, which is only possible given a constant and double reference: the identification and knowledge of the object of Marxist philosophy at work in Capital presupposes the identification and knowledge of the specific difference of the object of Capital itself -- which in turn presupposes the recourse to Marxist philosophy and demands Its development. It is not possible to read Capital properly without the help of Marxist philosophy, which must itself be read, and simultaneously, in Capital itself. If this double reading and constant reference from the scientific reading to the philosophical reading, and from the philosophical reading to the scientific reading, are necessary and fruitful, we shall surely be able to recognize in them the peculiarity of the philosophical revolution carried in
Marx's scientific discovery: a revolution which inaugurates an authentically new mode of philosophical thought.
We can convince ourselves that this double reading is indispensable a contrario, too, by the difficulties and misconstructions that simple immediate readings of Capital have produced in the past: difficulties and misconstructions which all revolve around a more or less serious misunderstanding of the specific difference of the object of Capital. We are obliged to register this remarkable fact: until relatively recently, Capital was hardly read, among 'specialists', except by economists and historians, of whom the former often thought that Capital was an economic treatise in the immediate sense of their practice, and the latter that certain parts of Capital were works of history, in the immediate sense of their practice. This Book, which thousands and thousands of worker militants have studied -- has been read by economists and historians, but very rarely by philosophers,[1] i.e., 'specialists' capable of posing Capital the preliminary question of the differential nature of its object. With rare exceptions, all the more remarkable for that, economists and historians have not been equipped to pose it this kind of question, at least in a rigorous form, and hence they have not ultimately been equipped to identify conceptually what specifically distinguishes Marx's object from other apparently similar or related objects whether contemporaneous with him or earlier. Such an undertaking has generally only been accessible to philosophers, or to specialists with an adequate philosophical education -- because it corresponds precisely to the object of philosophy.
What philosophers who are able to pose Capital the question of its object and of the specific difference that distinguishes Marx's object from the object of Political Economy, classical or modern, have read Capital and posed it this question? Knowing that Capital was under a radical ideologico-political interdict imposed by bourgeois economists and historians for eighty years, we can imagine the fate reserved for it by academic philosophy! The only philosophers ready to take Capital for an object worthy of a
philosopher's concern could long only be Marxist militants: only during the last two or three decades have a few non-Marxist philosophers crossed this forbidden frontier. But, whether Marxist or not, these philosophers could only pose Capital questions produced by their philosophy, which was not generally equipped to conceive a real epistemological treatment of its object, even if it did not obstinately reject it. Among Marxists, besides the remarkable case of Lenin, we can mention Labriola and Plekhanov, the 'Austro-Marxists', Gramsci, and more recently Rosenthal and Il'ienkov in the USSR, the School of Della Volpe in Italy (Della Volpe, Colletti, Pietranera, Rossi, etc.) and numerous scholars in the socialist countries. The 'Austro-Marxists' were merely neo-Kantians: they produced nothing that has survived their ideological project. The important work of Plekhanov and particularly that of Labriola, deserve a special study -- as also, and on a quite different level, do Gramsci's great theses on Marxist philosophy. I shall discuss Gramsci later. It is no slander on Rosenthal's work (Problèmes de la dialectique dans 'Le Capital ') to reckon it partly beside the point here, since it merely paraphrases the immediate language with which Marx designates his object and his theoretical operations, without supposing that Marx's very language might often be open to this question. As for the studies of Il'ienkov, Della Volpe, Colletti, Pietranera, etc., they are indeed the works of philosophers who have read Capital and pose it directly the essential question -- erudite, rigorous and profound works, conscious of the fundamental relation linking Marxist philosophy with the understanding of Capital. But, as we shall see, the conception they put forward of Marxist philosophy is often debatable. However, in every case, the same exigency is expressed everywhere in the investigations of contemporary Marxist theoreticians: a deeper understanding of the theoretical consequences of Capital requires a more rigorous and richer definition of Marxist philosophy. In other words, to return to classical terminology, the theoretical future of historical materialism depends today on deepening dialectical materialism, which itself depends on a rigorous critical study of Capital. History imposes this immense task on us. Insofar as our modest means will allow, we should like to make our contribution.
Let me return to the thesis I am going to attempt to expound and illustrate. This thesis, it is clear, is not just an epistemological thesis which only concerns the philosophers who take up the question of the difference between Marx and the Classical Economists: it is also a thesis which concerns economists and historians -- and, as an obvious consequence, political militants -- in short, all of Capital 's readers. Posing the question of the object of Capital, this thesis deals directly with the foundation of the economic and historical analyses contained in its text: it should therefore be able to resolve certain reading difficulties which have traditionally been opposed to Marx by his opponents as decisive objections. The question of the object of Capital is not therefore just a philosophical question. If what I have suggested about
the relation between scientific reading and philosophical reading is well-founded, the elucidation of the specific difference of the object of Capital may provide the means towards a better understanding of Capital in its economic and historical content too.
I close this foreword with the conclusion that, if I have replaced the original project for this paper, which was intended to deal with Marx's relation to his work, with a second project dealing with the peculiar object of Capital, this was quite necessary. In order to understand all the profundity of the comments in which Marx expresses his relation to his work, it was necessary to go beyond their letter to the essential point which is present in all these comments and in all the concepts which imply that relation -- to the essential point of the specific difference of the object of Capital, a point which is both visible and hidden, present and absent, a point which is absent for reasons arising from the very nature of its presence, from the disconcerting novelty of Marx's revolutionary discovery. That these reasons may in certain cases be invisible to us at first glance surely derives in the last resort from the fact that, like all radical innovations, they are blinding.
In a letter to Engels on 24 August 1867, he writes:
The best points in my book are: (1) the two-fold character of labour, according to whether it is expressed in use-value or exchange value. (All understanding of the facts depends on this.) It is emphasized immediately, in the first chapter; (2) the treatment of surplus-value independently of its particular forms as profit, interest, ground rent, etc. This will come out especially in the second volume. The treatment of the particular forms by classical economy, which always mixes them up with the general form, is a regular hash.
the vir obscurus [Wagner] has not seen:
I quote these texts as protocols in which Marx expressly designates the basic concepts that govern his whole analysis. In these texts, therefore, Marx indicates the differences between him and his predecessors. In this way he gives us the specific difference of his object -- but, note, less in the form of the concept of his object than in the form of concepts assisting in the analysis of that object.
These texts are far from being the only ones in which Marx announces his discoveries. We find far-reaching discoveries designated all the way through a reading of Capital : e.g., the genesis of money, which the whole of classical economics did not manage to think; the organic composition of capital (c+v), absent from Smith and Ricardo; the general law of capitalist accumulation; the law of the tendency of the rate of profit to fall; the theory of ground rent, etc. I shall not list all these discoveries, each of which makes intelligible economic facts and practices which the Classical Economists either passed over in silence or evaded because they were incompatible with their premisses. In fact, these detailed discoveries are merely the immediate or distant consequences of the new basic concepts that Marx identified in his work as his master discoveries. Let us examine them.
The reduction of the different forms of profit, rent and interest to surplus-value is itself a discovery secondary to that of surplus-value. The basic discoveries therefore concern:
(1) the value/use-value opposition; the reference of this opposition to another opposition which the Economists were not able to identify: the opposition abstract labour/concrete labour; the particular importance which Marx, as opposed to the Classical Economists, attributes to use-value and its correlate concrete labour; the reference to the strategic points where use-value and concrete labour play a decisive part: the distinctions between constant capital and variable capital, on the one hand, and between the two departments of production on the other (Department I, production of means of production; Department II, production of means of consumption).
(2) surplus-value.
To sum up: the concepts which contain Marx's basic discoveries are: the concepts of value and use-value ; of abstract labour and concrete labour ; and of surplus-value.
That is what Marx tells us. And there is no apparent reason why we should not take him at his word. In fact, while reading Capital we can prove that his economic analyses do depend on these basic concepts in the last instance. We can, so long as our reading is a careful one. But this proof is not self-evident. It presupposes a great struggle for rigour -- and above all it necessarily implies from the beginning something which is present in Marx's declared discoveries -- but present in a strange absence -- if we are to complete this proof and see clearly in the very clarity it produces.
As an index which gives a negative foretaste of this absence, one comment will do: the concepts to which Marx expressly relates his discovery and
which underly all his economic analysis, the concepts of value and surplus-value, are precisely the concepts on which all the criticism addressed to Marx by modern economists has focused. It is not immaterial to know in what terms these concepts have been attacked by non-Marxist economists. Marx has been criticized on the grounds that they are concepts which, although they make allusion to economic reality, remain at heart non-economic, 'philosophical' and 'metaphysical' concepts. Even as enlightened an economist as Conrad Schmidt -- who was intelligent enough to deduce the law of the tendency of the rate of profit to fall from Volume Two of Capital soon after its publication, even though that law was first expounded in Volume Three -- even Conrad Schmidt attacked Marx's law of value as a 'theoretical fiction', a necessary one no doubt, but a fiction all the same. I do not quote these criticisms for fun, but because they are directed at the very foundation of Marx's economic analyses, the concepts of value and surplus-value, which are rejected as 'non-operational' concepts designating realities which are non-economic because they are non-measurable, non-quantifiable. Obviously, this reproach in its own way betrays the conception the economists in question have of their own object, and of the concepts it authorizes: but if this reproach does show us the point in which their opposition to Marx is at its most palpable, these economists do not give us Marx's object in their reproach, precisely because they treat that object as 'metaphysical'. However, I indicate this point as the point of misunderstanding, the point where the Economists misconstrue Marx's analyses. But this misunderstanding in their reading was only possible because of a misunderstanding of Marx's object itself: a misunderstanding that made the Economists read their own object into Marx, instead of reading another object in Marx which is not their own object but a quite different one. This point of misunderstanding which the Economists declare the point of Marx's theoretical weakness and error is, on the contrary, the point at which he is strongest! the point which marks him off radically from his critics, and also, on occasion, from some of his closest followers.
To demonstrate the extent of this misunderstanding, I should like to quote the letter from Engels to Conrad Schmidt (12 March 1895) from which we took the echo of Schmidt's objection above. Engels replies as follows:
There (in your objections) I find the same way of going off into details, for which I put the blame on the eclectic method of philosophizing which has made such inroads in the German universities since 1848, and which loses all general perspective and only too often winds up in rather aimless and fruitless speculation about particular points. Now of the classical philosophers it was precisely Kant with whom you had formerly chiefly occupied yourself, and Kant . . . was more or less obliged to make some apparent concessions in form to . . . Wolffian speculation. This is how I explain your tendency, which also shows in the excursus on the law of
I cannot go into every detail here, although all of them deserve a precise and exhaustive study. I propose to concentrate on a few elements only, which will act as so many pertinent indices to the problem we are concerned with.
Marx assesses his debt to his predecessors and therefore estimates what is positive in their thought (with respect to his own discovery) in two distinct forms which emerge very clearly in Theories of Surplus-Value :
On the one hand, he pays homage to one or other of his predecessors for having isolated and analysed an important concept, even if the words that express this concept are still caught in the trap of linguistic confusion or ambiguity. In this way he registers the concept of value in Petty, the concept of surplus-value in Steuart, the Physiocrats, etc. He then makes allowances for isolated conceptual gains, usually extracting them from the confusion of a still inadequate terminology.
On the other, he stresses another merit which does not involve any particular detailed gain (any concept) but the 'scientific' mode of treatment of political economy. Two features seem to him to be discriminatory in this respect. The first, in a very classical spirit that might perhaps be called Galilean, concerns the scientific attitude itself: the method which brackets sensory appearances, i.e., in the domain of political economy, all the visible phenomena and practico-empirical concepts produced by the economic world (rent, interest, profit, etc.), in other words, all those economic categories from the 'everyday life' which, at the end of Capital, Marx says is the equivalent of a 'religion'. The effect of this bracketing is to unveil the hidden essence of the phenomena, their essential inwardness. For Marx, the science of political economy, like every other science, depends on this reduction of the phenomenon to the essence, or, as he puts it, in an explicit comparison with astronomy, of the 'apparent movement to the real movement '. All the economists who have made a scientific discovery, even a minute one, have
done so by way of this reduction. However, this partial reduction is not enough to constitute the science. At this point the second feature intervenes. A science is a systematic theory which embraces the totality of its object and seizes the 'internal connexion' which links together the 'reduced' essences of all economic phenomena. The great merit of the Physiocrats, and of Quesnay in particular, was that, even if only partially (since they restricted themselves to agricultural production), they related phenomena as diverse as wages, profit, rent, commercial gain, etc., to a single original essence, the surplus-value produced in the agricultural sector. It was Smith's merit that he outlined this systematic while liberating it from the agricultural presuppositions of the Physiocrats. But, at the same time, he was at fault in only half-finishing it. Smith's unforgivable weakness was that he wanted to think of as having a single origin objects of a different nature: both true (reduced) 'essences', and also crude phenomena not reduced to their essences: the result is that his theory is no more than the necessity -- less grouping of two doctrines, the exoteric (which unites unreduced crude phenomena) and the esoteric (which unites essences), of which only the latter is scientific. This simple comment of Marx's is heavy with meaning: it implies that it is not just the form of systematicity that makes a science, but the form of systematicity of the 'essences' (of the theoretical concepts) alone, and not the systematicity of interlinked crude phenomena (elements of the real ), or the mixed systematicity of 'essences' and crude phenomena. However, it was Ricardo's merit that he thought and went beyond this contradiction between Smith's two 'doctrines', and conceived Political Economy in the true form of scientificity, i.e., as the unified system of concepts which expresses the internal essence of its object:
But at last Ricardo steps in . . . The basis, the starting-point for the physiology of the bourgeois system -- for the understanding of its internal organic coherence and life process -- is the determination of value by labour time. Ricardo starts with this and forces science to get out of the rut, to render an account of the extent to which the other categories -- the relations of production and commerce -- evolved and described by it, correspond to or contradict this basis, this starting-point; to elucidate how far a science, which in fact only reflects and reproduces the phenomenal forms of the process, corresponds to the basis on which rests the inner coherence, the actual physiology of bourgeois society, or to the basis which forms its starting point; and therefore how far these phenomena themselves so correspond; and in general to examine how matters stand with the contradiction between the apparent and the real movement of the system. This then is Ricardo's great historical significance for science (Theories of Surplus-Value, Vol. II, p. 166 -- modified).
unified behind their concepts): these, then, are the two positive determinations which, in Marx's eyes, constitute the conditions for the scientific character of an isolated result or a general theory. But the reader will have noted that these determinations express with respect to Political Economy the general conditions for the existing scientific rationality (the existing Theoretical): Marx merely borrowed them from the existing state of the sciences, importing them into Political Economy as the formal norms of scientific rationality in general. When he judges the Physiocrats, Smith or Ricardo, he applies these formal norms to them, deciding whether they have respected or ignored them -- without prejudging the content of their objects.
However, we shall not restrict ourselves to purely formal judgements. Has the content that these forms abstract from not already been designated by Marx in the Economists themselves? Do concepts that Marx makes the foundation of his own theory, value and surplus-value, not already appear in person in the theoretical charter of the Classical Economists, together with the phenomenon-essence reduction and theoretical scientificity? But this presents us with a strange situation. It seems that, in essentials -- and that is how Marx's modern critics have judged his undertaking -- Marx was really no more than the heir of Classical Economics, and a decidedly well-endowed one, since he obtained from his forebears his key concepts (the content of his object) and the method of reduction, as well as the model of internal systematicity (the scientific form of his object). What, then, is peculiar to Marx, what is his historical merit? Simply the fact that he extended and completed an already almost complete work: he filled in the gaps, resolved the problems it had left open; in sum, he increased the patrimony of the classics, but on the basis of their principles, and therefore of their problematic, accepting not only their method and theory, but also together with the latter the definition of their object itself. The answer to the question: what is Marx's object? what is the object of Capital ? is already inscribed, apart from a few nuances and discoveries, but in principle, in Smith, and especially in Ricardo. The great theoretical web of Political Economy was already there waiting: a few threads awry and a few holes, certainly. Marx tightened the threads, straightened the weave and added a few stitches: in other words, he finished the work, making it perfect. In this account, the possibility of a misunderstanding in reading Capital disappears: Marx's object is no more than Ricardo's object. The history of Political Economy from Ricardo to Marx thus becomes a beautiful unbroken continuity, which is no longer a problem. If there is a misunderstanding, it is elsewhere, in Ricardo and in Marx -- no longer between Ricardo and Marx, but between the whole of the Classical Economics of labour-value, which Marx merely brilliantly touched up, and modern marginalist and neo-marginalist political economy, which rests on a quite different problematic.
And in fact, when we read certain of Gramsci's commentaries (Marxist philosophy is Ricardo generalized), Rosenthal's theoretical analyses or even
the much more critical remarks of Della Volpe and his disciples, we are struck by the fact that we never forsake this continuity of object. These authors see no essential difference between Smith's and Ricardo's object and Marx's object. This non-difference of object has been registered in the vulgar Marxist interpretation in the following form: the only difference is in the method. The method which the classical economists applied to their object was merely metaphysical, but Marx's method, on the contrary, was dialectical. Everything therefore depends on the dialectic, which is thus conceived as a method in itself, imported from Hegel, and applied to an object in itself, already present in Ricardo. Marx simply sealed this happy union with the miracle of genius, and like all happiness, it has no history. Unfortunately, we know that there remains one 'tiny' difficulty: the history of the 'reconversion' of this dialectic, which has to be 'put back on to its feet' if it is at last to walk on the terra firma of materialism.
Here, too, I have not evoked the facilities of this schematic interpretation, which no doubt has its political and historical justification, simply for the fun of disagreeing with them. This hypothetical continuity of object from classical economics to Marx is not restricted to Marx's opponents or even to some of his supporters: it emerges silently again and again in Marx's own explicit discourse, or rather it emerges from a certain silence of Marx's which unintentionally doubles his explicit discourse. At certain moments, in certain symptomatic points, this silence emerges as such in the discourse and forces it against its will to produce real theoretical lapses, in brief blank flashes, invisible in the light of the proof: words that hang in mid-air although they seem to be inserted into the necessity of the thought, judgements which close irreversibly with a false obviousness the very space which seemed to be opening before reason. All that a simple literal reading sees in the arguments is the continuity of the text. A 'symptomatic ' reading is necessary to make these lacunae perceptible, and to identify behind the spoken words the discourse of the silence, which, emerging in the verbal discourse, induces these blanks in it, blanks which are failures in its rigour, or the outer limits of its effort: its absence, once these limits are reached, but in a space which it has opened.
I shall give two examples: Marx's conception of the abstractions that underly the process of theoretical practice, and the kind of criticisms he makes of the Classical Economists.
The third chapter of the 1857 Introduction can rightly be regarded as the Discourse on Method of the new philosophy founded by Marx. In fact, it is the only systematic text by Marx which contains, in the form of an analysis of the categories and method of political economy, the means with which to establish a theory of scientific practice, i.e., a theory of the conditions of the process of knowledge, which is the object of Marxist philosophy.
The theoretical problematic underlying this text allows us to distinguish Marxist philosophy from every speculative or empiricist philosophy. The decisive point of Marx's thesis concerns the principle distinguishing between
the real and thought. The real is one thing, along with its different aspects: the real-concrete, the process of the real, the real totality, etc. Thought about the real is another, along with its different aspects: the thought process, the thought-totality, the thought-concrete, etc.
This principle of distinction implies two essential theses: (1) the materialist thesis of the primacy of the real over thought about the real presupposes the existence of the real independence of that thought (the real 'survives in its independence, after as before, outside the head ' -- Grundrisse, p. 22) (2) the materialist thesis of the specificity of thought and of the thought process, with respect to the real and the real process. This latter thesis is especially the object of Marx's reflections in the third chapter of the Introduction. Thought about the real, the conception of the real, and all the operations of thought by which the real is thought and conceived, belong to the order of thought, the elements of thought, which must not be confused with the order of the real, the element of the real. 'The whole, as it appears in the mind as a thought-whole, is a product of the thinking mind ' (p. 22); similarly, the thought-concrete belongs to thought and not to the real. The process of knowledge, the work of elaboration (Verarbeitung ) by which thought transforms its initial intuitions and representations into knowledges or thought-concretes, takes place entirely in thought.
No doubt there is a relation between thought-about-the-real and this real, but it is a relation of knowledge,[2] a relation of adequacy or inadequacy of knowledge, not a real relation, meaning by this a relation inscribed in that real of which the thought is the (adequate or inadequate) knowledge. This knowledge relation between knowledge of the real and the real is not a relation of the real that is known in this relationship. The distinction between a relation of knowledge and a relation of the real is a fundamental one: if we did not respect it we should fall irreversibly into either speculative or empiricist idealism. Into speculative idealism if, with Hegel, we confused thought and the real by reducing the real to thought, by 'conceiving the real as the result of thought ' (p. 22); into empiricist idealism if we confused thought with the real by reducing thought about the real to the real itself. In either case, this double reduction consists of a projection and realization of one element in the other: of thinking the difference between the real and thought about it as either a difference within thought itself (speculative idealism) or as a difference within the real itself (empiricist idealism).
Naturally, these theses pose problems,[3] but they are problems unambiguously implied in Marx's text. Now, this is what interests us. Examining the methods of Political Economy, Marx distinguishes two such methods: a first one, that starts from 'a living whole ' ('the population, the Nation, State, several States '); and a second one 'that starts from simple notions such as labour,
the division of labour, money, value, etc. ' There are therefore two methods, one starting from the real itself, the other from abstractions. Which of these two methods is correct? 'It seems to be correct to start with the real and concrete . . . but on closer inspection it is clear that this is false. ' The second method, which starts from simple abstractions in order to produce knowledge of the real in a 'thought-concrete' 'is manifestly the correct scientific method ', and this was the method of classical Political Economy, of Smith and Ricardo. Formally, there is no need here to look beyond the obviousness of this discourse.
But in its obviousness, this discourse contains and conceals one of Marx's symptomatic silences. This silence is inaudible everywhere in the development of the discourse, which sticks to showing that the process of knowledge is a process of work and theoretical elaboration, and that the thought-concrete or knowledge of the real is the product of this theoretical practice. This silence is only 'heard' at one precise point, just where it goes unperceived: when Marx speaks of the initial abstractions on which the work of transformation is performed. What are these initial abstractions? By what right does Marx accept in these initial abstractions the categories from which Smith and Ricardo started, thus suggesting that he thinks in continuity with their object, and that therefore there is no break in object between them and him? These two questions are really only one single question, precisely the question that Marx does not answer, simply because he does not pose it. Here is the site of his silence, and this site, being empty, threatens to be occupied by the 'natural' discourse of ideology, in particular, of empiricism: 'The economists of the seventeenth century,' writes Marx, 'always begin with a living whole, the population, the Nation, the State, several States, etc. ; and they finish up by disengaging through analysis a number of determinant, abstract, general relations such as the division of labour, money, value, etc. Once these individual moments had been more or less abstracted and established, economic systems began to appear which ascend from simple notions such as labour, division of labour, need, exchange value ' (p. 21). Silence as to the nature of this 'analysis', this 'abstraction' and this 'establishment' -- silence, or rather the inter-relationship of these 'abstractions' with the real from which they have been 'abstracted', with the 'intuition and representation' of the real, which thus seem in their purity the raw material of these abstractions without the status of this material (natural or raw?) having been expressed. An ideology may gather naturally in the hollow left by this silence, the ideology of a relation of real correspondence between the real and its intuition and representation, and the presence of an 'abstraction' which operates on this real in order to disengage from it these 'abstract general relations', i.e., an empiricist ideology of abstraction. The question can be posed in a different way, but its absence will always be noticed: how can these 'abstract general relations' be called 'determinant'? Is every abstraction as such the scientific concept of its object? Surely there are ideological abstractions and scientific
abstractions, 'good' and 'bad' abstractions? Silence.[4] The same question can be put in another way: the famous abstract categories of the classical economists, the abstractions that we have to start from in order to produce knowledges, these abstractions were no problem for Marx then. For him, they are the result of a process of preliminary abstraction about which he is silent: the abstract categories can then 'reflect' real abstract categories, the real abstract which inhabits the empirical phenomena of the economic world as the abstraction of their individuality. The same question can be put in yet another way: the initial abstract categories (those of the Economists) are still there at the end, they have indeed produced 'concrete' knowledges, but it does not look as if they have been transformed, it even seems that they did not have to be transformed, for they already existed from the beginning in a form adequate to their object, such that the 'thought-concrete' that scientific work is to produce, can emerge as their concretization pure and simple, their self-complication pure and simple, their self-comparison pure and simple treated implicitly as their self-concretization. That is how a silence can be extended into an explicit or implicit discourse. The whole theoretical description that Marx gives us remains a formal one since it does not question the nature of these initial abstractions, the problem of their adequacy to their object, in short, the object to which they relate; since, correlatively, it does not question the transformation of these abstract categories during the process of theoretical practice, i.e., the nature of the object implied by these transformations. I am not attacking Marx for this: he did not have to say everything, especially in an unpublished text, and in any case, no one can be convicted for not saying everything at once. But his too hurried readers can be attacked for not having heard this silence,[5] and for having rushed into
empiricism. By locating accurately the site of Marx's silence, we can put the question which contains and coincides with this silence: precisely the question of the differential nature of the abstractions which scientific thought works on in order to produce new abstractions at the end of the labour process which are different from the previous ones, and, in the case of an epistemological break like the one between Marx and the classical economists, radically new.
I once tried to stress the necessity of thinking this difference by giving different names to the different abstractions that occur in the process of theoretical practice, carefully distinguishing between Generalities I (initial abstractions) and Generalities III (products of the knowledge process). No doubt this was to add something to Marx's discourse: but in a different respect, I was merely re-establishing, i.e., maintaining his discourse, without yielding to the temptation of his silence. I heard this silence as the possible weakness of a discourse under the pressure and repressive action of another discourse, which takes the place of the first discourse in favour of this repression, and speaks in its silence: the empiricist discourse. All I did was to make this silence in the first discourse speak, dissipating the second. The reader may think this a mere detail. Certainly, it is, but, when rigour is lacking, the more talkative and self-important discourses which deport Marx the philosopher entirely into the very ideology that he fought and rejected depend precisely on this kind of detail. We shall soon see examples of this, where the non-thought of a minute silence becomes the charter for non-thought discourses, i.e., ideological discourses.
I shall only discuss one of the detailed criticisms, one which concerns a point of terminology. It challenges the apparently insignificant fact that Smith and Ricardo always analyse 'surplus-value' in the form of profit, rent and interest, with the result that it is never called by its name, but always disguised beneath other names, that it is not conceived in its 'generality' as distinct from its 'forms of existence': profit, rent and interest. The style of this accusation is interesting: Marx seems to regard this confusion as a mere inadequacy of language, easy enough to rectify. And, in fact, when he reads Smith and Ricardo, he re-establishes the word absent behind the words that disguise it, he translates them, re-establishing their omission, saying precisely what they are silent about, reading their analyses of rent and profit as so many analyses of general surplus-value, although the latter is never named as the internal essence of rent and profit. But we know that the concept of surplus-value is, on Marx's own admission, one of the two key concepts of his theory, one of the concepts marking the peculiar difference between him and Smith and Ricardo, with respect to problematic and object. In fact, Marx treats the absence of a concept as if it were the mere absence of a word, and this is not the absence of just any concept, but, as we shall see, the absence of a concept that cannot be treated as a concept in the strict sense of the term without raising the question of the problematic which may underly it, i.e., the difference in problematic, the break that divides Marx from Classical Economics. Here again, in articulating his criticism, Marx has not thought what he is doing to the letter -- since he has reduced the absence of an organic concept, which has 'precipitated' (in the chemical sense of the term) the revolution in his problematic, to the omission of a word. If this omission of Marx's is not stressed, he is reduced to the level of his predecessors, and we find ourselves back in the continuity of objects. I shall return to this point.
The fundamental criticism Marx makes of the whole of Classical Economics in texts from The Poverty of Philosophy to Capital is that it had an historical, eternal, fixed and abstract conception of the economic categories of
capitalism. Marx says in so many words that these categories must be historicized to reveal and understand their nature, their relativity and transitivity. The Classical Economists, he says, have made the conditions of capitalist production the eternal conditions of all production, without seeing that these categories were historically determined, and hence historical and transitory.
Economists express the relations of bourgeois production, the division of labour, credit, money, etc., as fixed, immutable, eternal categories . . . Economists explain how production takes place in the above-mentioned relations, but what they do not explain is how these relations themselves are produced, that is, the historical movement which gave them birth . . . these categories are as little eternal as the relations they express. They are historical and transitory products (Poverty of Philosophy, pp. 104, 110).
All these misunderstandings can be grouped round one central misunderstanding of the theoretical relationship between Marxism and history, of the so-called radical historicism of Marxism. Let us examine the basis for the different forms taken by this crucial misunderstanding.
In my opinion, this basis directly concerns the relation between Marx and Hegel, and the conception of the dialectic and history. If all that divides Marx from the Classical Economists amounts to the historical character of economic categories, Marx need only historicize these categories, refusing to take them as fixed, absolute or eternal, but, on the contrary, regarding them as relative, provisional and transitory, i.e., as categories subject in the last instance to the moment of their historical existence. In this case, Marx's relation to Smith and Ricardo can be represented as identical with Hegel's relation to classical philosophy. Marx would then be Ricardo set in motion, just as it is possible to describe Hegel as Spinoza set in motion; set in motion, i.e., historicized. In this case, Marx's whole achievement would once again be that he Hegelianized Ricardo, made him dialectical, i.e., that he applied the Hegelian dialectical method to thinking an already constituted content which was only separated from the truth by the thin partition of historical
relativity. In this case, we should fall once again into schemata consecrated by a whole tradition, schemata that depend on a conception of the dialectic as method in itself, regardless of the content of which it is the law, irrespective of the specificity of the object for which it has to provide both the principles of knowledge and the objective laws. I shall not insist on this point as it has already been elucidated, at least in principle.
But I should like to point out a different confusion which has neither been denounced nor elucidated, and which dominates the interpretation of Marxism now, and probably will for a long time to come; I mean expressly the confusion that surrounds the concept of history.
To claim that classical economics had not a historical, but an eternalist conception of its economic categories -- that, to make these categories adequate to their object, they must be thought as historical -- is to propose the concept of history, or rather one particular concept of history which exists in the ordinary imagination, but without taking care to ask questions about it. In reality, it is to introduce as a solution a concept which itself poses a theoretical problem, for as it is adopted and understood it is an uncriticized concept, a concept which, like all 'obvious' concepts, threatens to have for theoretical content no more than the function that the existing or dominant ideology defines for it. It is to introduce as a theoretical solution a concept whose status has not been examined, and which, far from being a solution, is in reality a theoretical problem. It implies that it is possible to borrow this concept of history from Hegel or from the historian's empiricist practice and import it into Marx without making any difficulties of principle, i.e., without posing the preliminary critical question of the effective content of a concept which has been 'picked up' in this naïve way; as if it went without saying, when, on the contrary, and before all else, it was essential to ask what must be the content of the concept of history imposed by Marx's theoretical problematic.
Without anticipating the paper that follows, I should like to clarify a few points of principle. I shall take as a pertinent counter-example (why it is pertinent we shall soon see) the Hegelian concept of history, the Hegelian concept of historical time, which, for Hegel, reflects the essence of the historical as such.
It is well known that Hegel defined time as 'der daseiende Begriff ', i.e., as the concept in its immediate empirical existence. Since time itself directs us to the concept as its essence, i.e., since Hegel consciously proclaims that historical time is merely the reflection in the continuity of time of the internal essence of the historical totality incarnating a moment of the development of the concept (in this case the Idea), we have Hegel's authority for thinking that historical time merely reflects the essence of the social totality of which it is the existence. That is to say that the essential characteristics of historical time will lead us, as so many indices, to the peculiar structure of that social totality.
Two essential characteristics of Hegelian historical time can be isolated: its homogeneous continuity and its contemporaneity.
(1) The homogeneous continuity of time. The homogeneous continuity of time is the reflection in existence of the continuity of the dialectical development of the Idea. Time can thus be treated as a continuum in which the dialectical continuity of the process of the development of the Idea is manifest. On this level, then, the whole problem of the science of history would consist of the division of this continuum according to a periodization corresponding to the succession of one dialectical totality after another. The moments of the Idea exist in the number of historical periods into which the time continuum is to be accurately divided. In this Hegel was merely thinking in his own theoretical problematic the number one problem of the historian's practice, the problem Voltaire, for example, expressed when he distinguished between the age of Louis XIV and the age of Louis XV; it is still the major problem of modern historiography.
(2) The contemporaneity of time, or the category of the historical present. This second category is the condition of possibility of the first one, and in it we find Hegel's central thought. If historical time is the existence of the social totality we must be precise about the structure of this existence. The fact that the relation between the social totality and its historical existence is a relation with an immediate existence implies that this relation is itself immediate. In other words: the structure of historical existence is such that all the elements of the whole always co-exist in one and the same time, one and the same present, and are therefore contemporaneous with one another in one and the same present. This means that the structure of the historical existence of the Hegelian social totality allows what I propose to call an 'essential section ' (coupe d'essence ), i.e., an intellectual operation in which a vertical break is made at any moment in historical time, a break in the present such that all the elements of the whole revealed by this section are in an immediate relationship with one another, a relationship that immediately expresses their internal essence. When I speak of an 'essential section', I shall therefore be referring to the specific structure of the social totality that allows this section, in which all the elements of the whole are given in a co-presence, itself the immediate presence of their essences, which thus become immediately legible in them. It is clear that it is the specific structure of the social totality which allows this essential section: for this section is only possible because of the peculiar nature of the unity of this totality, a 'spiritual' unity, if we can express in this way the type of unity possessed by an expressive totality, i.e., a totality all of whose parts are so many 'total parts ', each expressing the others, and each expressing the social totality that contains them, because each in itself contains in the immediate form of its expression the essence of the totality itself. I am referring to the structure of the Hegelian whole which I have already discussed: the Hegelian whole has a type of unity in which each element of the whole, whether a
material or economic determination, a political institution or a religious, artistic or philosophical form, is never anything more than the presence of the concept with itself at a historically determined moment. This is the sense in which the co-presence of the elements with one another and the presence of each element with the whole are based on a de jure preliminary presence: the total presence of the concept in all the determinations of its existence. That is how the continuity of time is possible: as the phenomenon of the concept's continuity of presence with its positive determinations. When we speak of a moment of the development of the Idea in Hegel, we must be careful to observe that this term reduces two meanings to one: the moment as a moment of a development (which invokes the continuity of time and gives rise to the theoretical problem of periodization); and the moment as a moment of time, as the present, which is never anything but the phenomenon of the presence of the concept with itself in all its concrete determinations.
It is this absolute and homogeneous presence of the determinations of the whole with the current essence of the concept which allows the 'essential section' I have been discussing. This is what in principle explains the famous Hegelian formula, valid for all the determinations of the whole, up to and including the self-consciousness of this whole in the knowing of this whole which is the historically present philosophy -- the famous formula according to which nothing can run ahead of its time. The present constitutes the absolute horizon of all knowing, since all knowing can never be anything but the existence in knowing of the internal principle of the whole. However far philosophy goes it can never escape the bounds of this absolute horizon: even if it takes wing at dusk, it still belongs to the day, to the today, it is still merely the present reflecting on itself, reflecting on the presence of the concept with itself -- tomorrow is in essence forbidden it.
And that is why the ontological category of the present prevents any anticipation of historical time, any conscious anticipation of the future development of the concept, any knowledge of the future. This explains the theoretical difficulty Hegel experienced in dealing with the existence of 'great men', whose role in his reflection is therefore that of paradoxical witnesses to an impossible conscious historical forecast. Great men neither perceive nor know the future: they divine it as a presentiment. Great men are only clairvoyants who have a presentiment of but can never know the imminence of tomorrow's essence, the 'kernel in the shell', the future in invisible gestation in the present, the coming essence being born in the alienation of the current essence. The fact that there is no knowing the future prevents there being any science of politics, any knowing that deals with the future effects of present phenomena. That is why no Hegelian politics is possible strictly speaking, and in fact there has never been a Hegelian politician.
I have insisted on the nature of historical time and its theoretical conditions to this extent because this conception of history and of its relation to time
is still alive amongst us, as can be seen from the currently widespread distinction between synchrony and diachrony. This distinction is based on a conception of historical time as continuous and homogeneous and contemporaneous with itself. The synchronic is contemporaneity itself, the co-presence of the essence with its determinations, the present being readable as a structure in an 'essential section' because the present is the very existence of the essential structure. The synchronic therefore presupposes the ideological conception of a continuous-homogeneous time. It follows that the diachronic is merely the development of this present in the sequence of a temporal continuity in which the 'events' to which 'history' in the strict sense can be reduced (cf. Lévi-Strauss) are merely successive contingent presents in the time continuum. Like the synchronic, which is the primary concept, the diachronic therefore presupposes both of the very two characteristics I have isolated in the Hegelian conception of time: an ideological conception of historical time.
Ideological, because it is clear that this conception of historical time is merely a reflection of the conception Hegel had of the type of unity that constitutes the link between all the economic, political, religious, aesthetic, philosophical and other elements of the social whole. Because the Hegelian whole is a 'spiritual whole' in the Leibnizian sense of a whole in which all the parts 'conspire' together, in which each part is a pars totalis, the unity of this double aspect of historical time (homogeneous-continuity/contemporaneity) is possible and necessary.
Now we can see the pertinence of this Hegelian counter-example. What masks from us the relationship that has just been established between the structure of the Hegelian whole and the nature of Hegelian historical time is the fact that the Hegelian idea of time is borrowed from the most vulgar empiricism, the empiricism of the false obviousness of everyday practice[6] which we find in a naïve form in most of the historians themselves, at any rate in all the historians known to Hegel, who did not pose any questions as to the specific structure of historical time. Nowadays, a few historians are beginning to pose these questions, and often in a very remarkable way (Lucien Febvre, Labrousse, Braudel, etc.); but they do not pose them explicitly as a function of the structure of the whole they are studying, they do not pose them in a truly conceptual form: they simply observe that there are different times in history, varieties of time, long times, medium times and short times, and they are content to note their interferences as so many products of their intersection; they do not therefore relate these varieties as so many variations to the structure of the whole although the latter directly governs the production of those variations; rather, they are tempted to relate these varieties, as so many variants measurable by their duration, to ordinary time itself, to the ideological time continuum we have discussed. The
Hegelian counter-example is therefore relevant because it is representative of the crude ideological illusions of everyday practice and of the practice of the historians, not only of those who do not pose any questions, but even of those who do pose some questions, because these questions are generally related not to the fundamental question of the concept of history, but to the ideological conception of time.
However, we can retain from Hegel precisely what masks from us this empiricism which he had only sublimated in his systematic conception of history. We can retain this result produced by our brief critical analysis: the fact that the structure of the social whole must be strictly interrogated in order to find in it the secret of the conception of history in which the 'development' of this social whole is thought; once we know the structure of the social whole we can understand the apparently 'problem-less' relationship between it and the conception of historical time in which this conception is reflected. What we have just done for Hegel is equally valid for Marx: the procedure that has enabled us to isolate the theoretical presuppositions latent in a conception of history which seemed to 'stand by itself', but which is, in fact, organically linked to a precise conception of the social whole, can be applied to Marx, with the object of constructing the Marxist concept of historical time on the basis of the Marxist conception of the social totality.
We know that the Marxist whole cannot possibly be confused with the Hegelian whole: it is a whole whose unity, far from being the expressive or 'spiritual' unity of Leibniz's or Hegel's whole, is constituted by a certain type of complexity, the unity of a structured whole containing what can be called levels or instances which are distinct and 'relatively autonomous', and co-exist within this complex structural unity, articulated with one another according to specific determinations, fixed in the last instance by the level or instance of the economy.[7]
Of course, we still have to define more exactly the structural nature of this whole, but this provisional definition is sufficient for us to be able to forecast that the Hegelian type of co-existence of presence (allowing an 'essential section') is incompatible with the existence of this new type of totality.
This peculiar co-existence was already fully designated by Marx in a passage from the Poverty of Philosophy (pp. 110-11) which deals with the relations of production alone:
The production relations of every society form a whole. M. Proudhon considers economic relations as so many social phases, engendering one another, resulting one from the other like the antithesis from the thesis, and realizing in their logical sequence the impersonal reason of humanity. The only drawback to this method is that when he comes to examine a
In the 1857 Introduction, discussing capitalist society, Marx insists once more that the structure of the whole must be conceived before any discussion of temporal sequence:
It is not a matter of the connexion established historically between the economic relations in the succession of different forms of society. Still less of their order of succession 'in the Idea' (Proudhon) . . . but of their articulated-hierarchy (Gliederung) within modern bourgeois society (Grundrisse, p. 28).
In all forms of society it is a determinate production and its relations which assign every other production and its relations their rank and influence (p. 27).
elements and the structure can be reduced to the expressive unity of the essence within its phenomena. This hierarchy only represents the hierarchy of effectivity that exists between the different 'levels' or instances of the social whole. Because each of the levels is itself structured, this hierarchy represents the hierarchy, the degree and the index of effectivity existing between the different structured levels present in the whole: it is the hierarchy of effectivity of a structure dominant over subordinate structures and their elements. Elsewhere, I have shown that in order to conceive this 'dominance' of a structure over the other structures in the unity of a conjuncture it is necessary to refer to the principle of the determination 'in the last instance' of the non-economic structures by the economic structure; and that this 'determination in the last instance' is an absolute precondition for the necessity and intelligibility of the displacements of the structures in the hierarchy of effectivity, or of the displacement of 'dominance' between the structured levels of the whole; that only this 'determination in the last instance' makes it possible to escape the arbitrary relativism of observable displacements by giving these displacements the necessity of a function.
If the type of unity peculiar to the Marxist totality really is of this kind, several important theoretical consequences follow.
In the first place, it is impossible to think the existence of this totality in the Hegelian category of the contemporaneity of the present. The co-existence of the different structured levels, the economic, the political, the ideological, etc., and therefore of the economic infrastructure, of the legal and political superstructure, of ideologies and theoretical formations (philosophy, sciences) can no longer be thought in the co-existence of the Hegelian present, of the ideological present in which temporal presence coincides with the presence of the essence with its phenomena. And in consequence, the model of a continuous and homogeneous time which takes the place of immediate existence, which is the place of the immediate existence of this continuing presence, can no longer be regarded as the time of history.
Let us begin with the last point, for it will make us more sensitive to the consequences of these principles. As a first approximation, we can argue from the specific structure of the Marxist whole that it is no longer possible to think the process of the development of the different levels of the whole in the same historical time. Each of these different 'levels' does not have the same type of historical existence. On the contrary, we have to assign to each level a peculiar time, relatively autonomous and hence relatively independent, even in its dependence, of the 'times' of the other levels. We can and must say: for each mode of production there is a peculiar time and history, punctuated in a specific way by the development of the productive forces; the relations of production have their peculiar time and history, punctuated in a specific way; the political superstructure has its own history . . . ; philosophy has its own time and history . . . ; aesthetic productions have their own time and history . . . ; scientific formations have their own time and history, etc.
Each of these peculiar histories is punctuated with peculiar rhythms and can only be known on condition that we have defined the concept of the specificity of its historical temporality and its punctuations (continuous development, revolutions, breaks, etc.). The fact that each of these times and each of these histories is relatively autonomous does not make them so many domains which are independent of the whole: the specificity of each of these times and of each of these histories -- in other words, their relative autonomy and independence -- is based on a certain type of articulation in the whole, and therefore on a certain type of dependence with respect to the whole. The history of philosophy, for example, is not an independent history by divine right: the right of this history to exist as a specific history is determined by the articulating relations, i.e., relations of relative effectivity, which exist within the whole. The specificity of these times and histories is therefore differential, since it is based on the differential relations between the different levels within the whole: the mode and degree of independence of each time and history is therefore necessarily determined by the mode and degree of dependence of each level within the set of articulations of the whole. The conception of the 'relative' independence of a history and of a level can therefore never be reduced to the positive affirmation of an independence in vacuo, nor even to the mere negation of a dependence in itself; the conception of this 'relative' independence defines its 'relativity', i.e., the type of dependence that produces and establishes this mode of 'relative' independence as its necessary result; at the level of the articulation of component structures in the whole, it defines that type of dependence which produces relative independence and whose effects we can observe in the histories of the different 'levels'.
This is the principle on which is based the possibility and necessity of different histories corresponding respectively to each of the 'levels'. This principle justifies our speaking of an economic history, a political history, a history of religions, a history of ideologies, a history of philosophy, a history of art and a history of the sciences, without thereby evading, but on the contrary, necessarily accepting, the relative independence of each of these histories in the specific dependence which articulates each of the different levels of the social whole with the others. That is why, if we have the right to constitute these different histories, which are merely differential histories, we cannot be satisfied, as the best historians so often are today, by observing the existence of different times and rhythms, without relating them to the concept of their difference, i.e., to the typical dependence which establishes them in the articulation of the levels of the whole. It is not enough, therefore, to say, as modern historians do, that there are different periodizations for different times, that each time has its own rhythms, some short, some long; we must also think these differences in rhythm and punctuation in their foundation, in the type of articulation, displacement and torsion which harmonizes these different times with one another. To go even further, I
should say that we cannot restrict ourselves to reflecting the existence of visible and measurable times in this way; we must, of absolute necessity, pose the question of the mode of existence of invisible times, of the invisible rhythms and punctuations concealed beneath the surface of each visible time. Merely reading Capital shows that Marx was highly sensitive to this requirement It shows, for example, that the time of economic production is a specific time (differing according to the mode of production), but also that, as a specific time, it is a complex and non-linear time -- a time of times, a complex time that cannot be read in the continuity of the time of life or clocks, but has to be constructed out of the peculiar structures of production. The time of the capitalist economic production that Marx analysed must be constructed in its concept. The concept of this time must be constructed out of the reality of the different rhythms which punctuate the different operations of production, circulation and distribution: out of the concepts of these different operations, e.g., the difference between production time and labour time, the difference between the different cycles of production (the turnover of fixed capital, of circulating capital, of variable capital, monetary turnover, turnover of commercial capital and of finance capital, etc.). In the capitalist mode of production, therefore, the time of economic production has absolutely nothing to do with the obviousness of everyday practice's ideological time: of course, it is rooted in certain determinate sites, in biological time (certain limits in the alternation of labour and rest for human and animal labour power; certain rhythms for agricultural production) but in essence it is not at all identified with this biological time, and in no sense is it a time that can be read immediately in the flow of any given process. It is an invisible time, essentially illegible, as invisible and as opaque as the reality of the total capitalist production process itself. This time, as a complex 'intersection' of the different times, rhythms, turnovers, etc., that we have just discussed, is only accessible in its concept, which, like every concept is never immediately 'given', never legible in visible reality: like every concept this concept must be produced, constructed.
The same could be said of political time and ideological time, of the time of the theoretical (philosophy) and of the time of the scientific, let alone the time of art. Let us take an example. The time of the history of philosophy is not immediately legible either: of course, in historical chronology we do see philosophers following one another, and it would be possible to take this sequence for the history itself. Here, too, we must renounce the ideological pre-judgement of visible succession, and undertake to construct the concept of the time of the history of philosophy, and, in order to understand this concept, it is absolutely essential to define the specific difference of the philosophical as one of the existing cultural formations (the ideological and scientific formations); to define the philosophical as belonging to the level of the Theoretical as such; and to establish the differential relation of the Theoretical as such firstly to the different existing practices, secondly to
ideology and finally to the scientific. To define these differential relations is to define the peculiar type of articulation of the Theoretical (philosophical) with these other realities, and therefore to define the peculiar articulation of the history of philosophy with the histories of the different practices, with the history of ideologies and the history of the sciences. But this is not enough: in order to construct the concept of the history of philosophy, it is essential to define in philosophy itself the specific reality which constitutes philosophical formations as such, and to which one must refer in order to think the mere possibility of philosophical events. This is one of the essential tasks of any theoretical attempt to produce the concept of history: to give a rigorous definition of the historical fact as such. Without anticipating this investigation, I should like to point out that, in its generality, the historical fact, as opposed to all the other phenomena that occur in historical existence, can be defined as a fact which causes a mutation in the existing structural relations. In the history of philosophy it is also essential, if we are to be able to discuss it as a history, to admit that philosophical facts, philosophical events of historical scope, occur in it, i.e., precisely philosophical facts which cause real mutations in the existing philosophical structural relations, in this case the existing theoretical problematic. Obviously, these facts are not always visible, rather, they are sometimes the object of a real repression, a real and more or less lasting historical denegation. For example, the mutation of the dogmatic classical problematic by Locke's empiricism is a philosophical event with historical scope, one which still dominates idealist critical philosophy today, just as it dominated the whole of the eighteenth century, Kant, Fichte and even Hegel. This historical fact and above all the length of its range (and in particular its importance for the understanding of German idealism from Kant to Hegel) is often suspected; its real profundity is rarely appreciated. Its role in the interpretation of Marxist philosophy has been absolutely decisive, and we are still largely held prisoner by it. For another example, Spinoza's philosophy introduced an unprecedented theoretical revolution in the history of philosophy, probably the greatest philosophical revolution of all time, insofar as we can regard Spinoza as Marx's only direct ancestor, from the philosophical standpoint. However, this radical revolution was the object of a massive historical repression, and Spinozist philosophy suffered much the same fate as Marxist philosophy used to and still does suffer in some countries: it served as damning evidence for a charge of 'atheism'. The insistence of the seventeenth and eighteenth century establishment's hounding of Spinoza's memory, and the distance every writer had ineluctably to take with respect to Spinoza in order to obtain the right to speak (cf. Montesquieu) are evidence both of the repulsion and the extraordinary attraction of his thought. The history of philosophy's repressed Spinozism thus unfolded as a subterranean history acting at other sites (autres lieux ), in political and religious ideology (deism) and in the sciences, but not on the illuminated stage of visible philosophy. And when Spinoza re-appeared
on this stage in German idealism's 'Atheismusstreit ', and then in academic interpretations, it was more or less under the aegis of a misunderstanding. I think I have said enough to suggest what direction the construction of the concept of history in its different domains must take; and to show that the construction of this concept incontestably produces a reality which has nothing to do with the visible sequence of events recorded by the chronicler.
We have known, since Freud, that the time of the unconscious cannot be confused with the time of biography. On the contrary, the concept of the time of the unconscious must be constructed in order to obtain an understanding of certain biographical traits. In exactly the same way, it is essential to construct the concepts of the different historical times which are never given in the ideological obviousness of the continuity of time (which need only be suitably divided into a good periodization to obtain the time of history), but must be constructed out of the differential nature and differential articulation of their objects in the structure of the whole. Are more examples necessary to convince us of this? Read Michel Foucault's remarkable studies in the 'history of madness', or the 'birth of clinical medicine', and you will see the distance between the elegant sequences of the official chronicle, in which a discipline or a society merely reflect its good conscience, i.e., the mask of its bad conscience -- and the absolutely unexpected temporality that constitutes the essence of the process of constitution and development of those cultural formations: there is nothing in true history which allows it to be read in the ideological continuum of a linear time that need only be punctuated and divided; on the contrary, it has its extremely complex and peculiar temporality which is, of course, utterly paradoxical in comparison with the disarming simplicity of ideological pre-judgement. An understanding of the history of cultural formations such as those of 'madness' and of the origins of the 'clinical gaze' (regard clinique ) in medicine, presupposes a vast effort not of abstraction but in abstraction, in order to construct and identify the object itself, and in order to construct from this the concept of its history. This is antipodal to the empirically visible history in which the time of all histories is the simple time of continuity and in which the 'content' is the vacuity of events that occur in it which one later tries to determine with dividing procedures in order to 'periodize' that continuity. Instead of these categories, continuity and discontinuity, which summarize the banal mystery of all history, we are dealing with infinitely more complex categories specific to each type of history, categories in which new logics come into play, in which, naturally, the Hegelian schemata, which are merely the sublimation of the categories of the 'logic of movement and time', no longer have more than a highly approximate value, and even this only on condition that they are used approximately (indicatively ) in accordance with their approximate nature -- for if we had to take these Hegelian categories for adequate categories, their use would become theoretically absurd, and practically either vain or disastrous.
This specific reality of the complex historical time of the levels of the whole can, paradoxically, be tested experimentally by trying to take an 'essential section' through this specific and complex time, the crucial experiment of the contemporaneity structure. A historical break of this kind, even if it is applied to a break in a periodization sanctioned by the phenomena of a major mutation either in the economic or the political order, never produces a 'present' with a structure of so-called 'contemporaneity', a presence that corresponds to the expressive or spiritual type of unity of the whole. The co-existence which can be observed in the 'essential section' does not reveal any omnipresent essence which is also the present of each of these 'levels'. The break 'valid' for a determinate level, political or economic, the break that would correspond to an 'essential section' in politics, for example, does not correspond to anything of the kind in the other levels, the economic, the ideological, the aesthetic, the philosophical or the scientific -- which live in different times and know other breaks, other rhythms and other punctuations. The present of one level is, so to speak, the absence of another, and this co-existence of a 'presence' and absences is simply the effect of the structure of the whole in its articulated decentricity. What is thus grasped as absences in a localized presence is precisely the non-localization of the structure of the whole, or more accurately, the type of effectivity peculiar to the structure of the whole on its 'levels' (which are themselves structured) and on the 'elements' of those levels. What the impossibility of this essential section reveals, even in the absences it shows up negatively, is the form of historical existence peculiar to a social formation arising from a determinate mode of production, the peculiar type of what Marx calls the development process of the determinate mode of production. And this process, too, is what Marx, discussing the capitalist mode of production in Capital, calls the type of intertwining of the different times (and here he only mentions the economic level), i.e., the type of 'dislocation' (décalage ) and torsion of the different temporalities produced by the different levels of the structure, the complex combination of which constitutes the peculiar time of the process's development.
To avoid any misunderstanding of what I have just said, I think it is necessary to add the following comments.
The theory of historical time which I have just outlined allows us to establish the possibility of a history of the different levels considered in their 'relative' autonomy. But we should not deduce from this that history is made up of the juxtaposition of different 'relatively' autonomous histories, different historical temporalities, living the same historical time, some in a short-term mode, others in a long-term mode. In other words, once we have rejected the ideological model of a continuous time subject to essential sections into presents, we must avoid substituting for this idea another which, although different in style, in fact surreptitiously restores the same ideology of time. There can therefore be no question of relating the diversity
of the different temporalities to a single ideological base time, or of measuring their dislocation against the line of a single continuous reference time, remaining content, therefore, to think these dislocations as backwardnesses or forwardnesses in time, i.e., in the ideological reference time. If we try to make an 'essential section' in our new conception, we find that it is impossible. But this does not mean that we are dealing with an uneven section, a stepped or multiply toothed section in which the forwardness or backwardness of one time with respect to another is illustrated in temporal space in the way that the lateness or earliness of trains are illustrated in the SNCF's notice-boards by a spatial forwardness or backwardness. If we were to accept this, we should relapse, as even the best of our historians usually do, into the trap of the ideology of history in which forwardness and backwardness are merely variants of the reference continuity and not the effects of the structure of the whole. We must break with all the forms of this ideology if we are to be able to relate the phenomena observed by the historians themselves correctly to their concepts, to the concept of the history of the mode of production considered -- and not to any homogeneous and continuous ideological time.
This conclusion is absolutely crucial if we are to establish the status of a whole series of notions which have a major strategic role in the language of this century's economic and political thought, e.g., the notions of unevenness of development, of survivals, of backwardness (in consciousness) in Marxism itself, or the notion of 'under-development ' in contemporary economic and political practice. Where these notions are concerned, therefore, we must be thoroughly precise as to the meaning we can give this concept of differential temporality, for they have far-reaching consequences in practice.
In order to respond to this point we must once again purify our concept of the theory of history, and purify it radically, of any contamination by the obviousness of empirical history, since we know that this 'empirical history' is merely the bare face of the empiricist ideology of history. This empiricist temptation is enormous, but it is as lightly borne by the ordinary man and even the historian as the inhabitants of this planet bear the weight of the enormous layer of air that crushes them. In view of this, we must clearly and unequivocally see and understand that the concept of history can no longer be empirical, i.e., historical in the ordinary sense, that, as Spinoza has already put it, the concept dog cannot bark. We must grasp in all its rigour the absolute necessity of liberating the theory of history from any compromise with 'empirical' temporality, with the ideological concept of time which underlies and overlies it, or with the ideological idea that the theory of history, as history, could be subject to the 'concrete' determinations of
'historical time' on the pretext that this 'historical time' might constitute its object.
We must have no illusions as to the incredible power of this prejudice, which still dominates us all, which is the basis for contemporary historicism and which would have us confuse the object of knowledge with the real object by attributing to the object of knowledge the same 'qualities' as the real object of which it is the knowledge. The knowledge of history is no more historical than the knowledge of sugar is sweet. But before this simple principle can 'finally assert itself' in our consciousnesses, we shall no doubt need a whole 'history'. We must therefore be content for the moment to clarify a few points. We should indeed be relapsing into the ideology of a homogeneous-continuous/self-contemporaneous time if we related the different temporalities I have just discussed to this single, identical time, as so many discontinuities in its continuity; these temporalities would then be thought as the backwardnesses, forwardnesses, survivals or unevennesses of development that can be assigned to this time. In fact, despite any denegations, this would be to institute a reference time in the continuity of which we should measure these unevennesses. On the contrary, we must regard these differences in temporal structure as and only as, so many objective indices of the mode of articulation of the different elements or structures in the general structure of the whole. This amounts to saying that if we cannot make an 'essential section' in history, it is only in the specific unity of the complex structure of the whole that we can think the concept of these so-called backwardnesses, forwardnesses, survivals and unevennesses of development which co-exist in the structure of the real historical present: the present of the conjuncture. To speak of differential types of historicity therefore has no meaning in reference to a base time in which these backwardnesses and forwardnesses might be measured.
This amounts to saying that, on the contrary, the ultimate meaning of the metaphorical language of backwardness, forwardness, etc., must be sought in the structure of the whole, in the site peculiar to such and such an element of such and such a structural level in the complexity of the whole. To speak of differential historical temporality therefore absolutely obliges us to situate this site and to think, in its peculiar articulation, the function of such an element or such a level in the current configuration of the whole; it is to determine the relation of articulation of this element as a function of other elements, of this structure as a function of other structures, it obliges us to define what has been called its overdetermination or underdetermination as a function of the structure of the determination of the whole, it obliges us to define what might be called, in another language, the index of determination, the index of effectivity currently attributable to the element or structure in question in the general structure of the whole. By index of effectivity we may understand the character of more or less dominant or subordinate and therefore more or less 'paradoxical' determination of a given element or
structure in the current mechanism of the whole. And this is nothing but the theory of the conjuncture indispensable to the theory of history.
I do not want to go any further with this analysis, although it has still hardly been elaborated at all. I shall restrict myself to drawing two conclusions from these principles, one of which concerns the concepts of synchrony and diachrony, the other the concept of history.
(1) If what I have just said has any objective meaning, it is clear that the synchrony/diachrony opposition is the site of a misconception, since to take it for a knowledge would be to remain in an epistemological vacuum, i.e. -- ideology abhorring a vacuum -- in an ideological fullness, precisely in the fullness of the ideological conception of a history whose time is continuous-homogeneous/self-contemporaneous. If this ideological conception of history falls, this opposition falls with it. However, something of it remains: the aim of the epistemological operation of which this opposition is an unconscious reflection, precisely this epistemological operation itself, once it has been stripped of its ideological reference. What the synchrony aims at has nothing to do with the temporal presence of the object as a real object, but on the contrary, concerns a different type of presence, and the presence of a different object : not the temporal presence of the concrete object, not the historical time of the historical presence of the historical object, but the presence (or the 'time') of the object of knowledge of the theoretical analysis itself, the presence of knowledge. The synchronic is then nothing but the conception of the specific relations that exist between the different elements and the different structures of the structure of the whole, it is the knowledge of the relations of dependence and articulation which make it an organic whole, a system. The synchronic is eternity in Spinoza's sense, or the adequate knowledge of a complex object by the adequate knowledge of its complexity. This is exactly what Marx is distinguishing from the concrete-real historical sequence in the words:
How, indeed, could the single logical formula of movement, of sequence, of time, explain the body of society, in which all economic relations co-exist simultaneously and support one another? (Poverty of Philosophy, pp. 110-11).
If this is the case for synchrony, similar conclusions must be drawn where diachrony is concerned, since it is on the ideological conception of synchrony (of the contemporaneity of the essence with itself) that the ideological conception of diachrony is built. There is hardly any need to show how diachrony admits its destitution in those thinkers who assign to it the role of history.
Diachrony is reduced to the sequence of events (à l'événementiel ), and to the effects of this sequence of events on the structure of the synchronic: the historical then becomes the unexpected, the accidental, the factually unique, arising or falling in the empty continuum of time, for purely contingent reasons. In this context, therefore, the project of a 'structural history' poses serious problems, and a laborious reflection of this can be found in the passages devoted to it by Lévi-Strauss in Structural Anthropology. Indeed, by what miracle could an empty time and momentary events induce de- and re-structurations of the synchronic? Once synchrony has been correctly located, diachrony loses its 'concrete' sense and nothing is left of it either but its epistemological use, on condition that it undergoes a theoretical conversion and is considered in its true sense as a category not of the concrete but of knowing. Diachrony is then merely the false name for the process, or for what Marx called the development of forms.[8]But here too we are within knowledge, in the process of knowledge, not in the development of the real-concrete.[9]
(2) I now come to the concept of historical time. To define it strictly, one must accept the following condition. As this concept can only be based on the complex and differentially articulated structure in dominance of the social totality that constitutes the social formation arising from a determinate mode of production, it can only be assigned a content as a function of the structure of that totality, considered either as a whole, or in its different 'levels'. In particular, it is only possible to give a content to the concept of historical time by defining historical time as the specific form of existence of the social totality under consideration, an existence in which different structural levels of temporality interfere, because of the peculiar relations of correspondence, non-correspondence, articulation, dislocation and torsion which obtain, between the different 'levels' of the whole in accordance with its general structure. It needs to be said that, just as there is no production in general, there is no history in general, but only specific structures of historicity, based in the last resort on the specific structures of the different modes of production, specific structures of historicity which, since they are merely the existence of determinate social formations (arising from
specific modes of production), articulated as social wholes, have no meaning except as a function of the essence of those totalities, i.e., of the essence of their peculiar complexity.
This definition of historical time by its theoretical concept is aimed directly at historians and their practice. For it should draw their attention to the empiricist ideology which, with a few exceptions, overwhelmingly dominates every variety of history (whether it be history in the wide sense or specialized economic, social or political history, the history of art, literature, philosophy, the sciences, etc.). To put it crudely, history lives in the illusion that it can do without theory in the strong sense, without a theory of its object and therefore without a definition of its theoretical object. What acts as its theory, what it sees as taking the place of this theory is its methodology, i.e., the rules that govern its effective practices, practices centred around the scrutiny of documents and the establishment of facts. What it sees as taking the place of its theoretical object is its 'concrete' object. History therefore takes its methodology for the theory it lacks, and it takes the 'concrete' of the concrete obviousnesses of ideological time for its theoretical object. This dual confusion is typical of an empiricist ideology. What history lacks is a conscious and courageous confrontation of one of the essential problems of any science whatsoever: the problem of the nature and constitution of its theory, by which I mean the theory within the science itself, the system of theoretical concepts on which is based every method, and every practice, even the experimental method and practice, and which simultaneously defines its theoretical object. But with a few exceptions historians have not posed history's vital and urgent problem, the problem of its theory. And, as inevitably happens, the place left empty by scientific theory has been occupied by an ideological theory whose harmful influence can be shown in detail precisely at the level of the historian's methodology.
The object of history as a science therefore has the same kind of theoretical existence and occupies the same theoretical level as the object of Marx's political economy. The only difference that can be established between the theory of political economy, of which Capital is an example, and the theory of history as a science, lies in the fact that the theory of political economy only considers one relatively autonomous component of the social totality, whereas the theory of history in principle takes the complex totality as such for its object. Other than this difference, there can be no distinction between the science of political economy and the science of history, from a theoretical view-point.
The opposition often suggested between the 'abstract' character of Capital and the supposedly 'concrete' character of history as a science is purely and simply a misunderstanding, but one which is worth discussing, for it has a special place in the realm of the prejudices which govern us. It is true that the theory of political economy is worked out and developed by the investigation of a raw material provided in the last resort by the practices
of real concrete history; it is true that it can and must be realized in what are called 'concrete' economic analyses, relating to some given conjuncture or given period of a given social formation; and these truths are exactly mirrored in the fact that the theory of history, too, is worked out and developed by the investigation of a raw material provided by real concrete history, and that it, too, is realized in the 'concrete analysis' of 'concrete situations'. The misunderstanding lies entirely in the fact that history hardly exists other than in this second form, as the 'application' of a theory . . . which does not exist in any real sense, and that therefore the 'applications' of the theory of history somehow occur behind this absent theory's back and are naturally mistaken for it . . . if they do not depend (for they do need a minimum of theory to exist) on more or less ideological outlines of theories. We must take seriously the fact that the theory of history, in the strong sense, does not exist, or hardly exists as far as historians are concerned, that the concepts of existing history are therefore nearly always 'empirical' concepts, more or less in search of their theoretical basis -- 'empirical', i.e., cross-bred with a powerful strain of an ideology concealed behind its 'obviousnesses'. This is the case with the best historians, who can be distinguished from the rest precisely by their concern for theory, but who seek this theory at a level on which it cannot be found, at the level of historical methodology, which cannot be defined without the theory on which it is based.
On the day that history also exists as theory in the sense defined, its dual existence as theoretical science and empirical science will pose no more problems than does the dual existence of the Marxist theory of political economy as theoretical science and empirical science. On that day, the theoretical imbalance between the banal opposition of the abstract science of political economy and the supposedly 'concrete' science of history will disappear, and along with it all the religious drea
Chapter 1
Introduction
In the half-arranged, half-spontaneous division of labour which presided over the organization of this collective study of Capital, it fell to me to discuss Marx's relation to his work. Under this title, I intended to deal with the following question: what image did Marx have and give of the nature of his undertaking? With what concepts did he think his innovations, and hence the distinctions between himself and the Classical Economists? In what system of concepts did he account for the conditions which gave rise to the discoveries of Classical Economics on the one hand, and his own discoveries on the other? With these questions, I intended to interrogate Marx himself, to see where and how he had theoretically reflected the relationship between his work and the theoretico-historical conditions of its production. In this way, I meant to pose him directly the fundamental epistemological question which constitutes the object of Marxist philosophy itself -- and to assess as accurately as possible the degree of explicit philosophical consciousness Marx had acquired during the elaboration of Capital. To make this assessment meant to compare the part Marx had illuminated in the new philosophical field that he had opened in the act of foundation of his science with the part that had remained in the shade. By assessing what Marx had done, I wanted to represent as far as possible what he himself called on us to do in order to situate this field, to estimate its extent, and to make it accessible to philosophical discovery -- in short, to define as accurately as possible the theoretical space open before Marxist philosophical investigation.
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1
For very profound reasons, it was often in fact political militants and leaders who, without being professional philosophers, were best able to read and understand Capital as philosophers. Lenin is the most extraordinary example: his philosophical understanding of Capital gives his economic and political analysis an incomparable profundity, rigour and acuity. In our image of Lenin, the great political leader all too often masks the man who undertook the patient, detailed and profound study of Marx's great theoretical works. It is no accident that we owe to the first years of Lenin's public activity (the years preceding the 1905 Revolution) so many acute texts devoted to the most difficult questions of the theory of Capital. Ten years of study and meditation on Capital gave the man the incomparable theoretical formation which produced the prodigious political understanding of the leader of the Russian and international workers' movement. And this is also the reason why Lenin's political and economic works (not only the written works, but also the historical ones) are of such theoretical and philosophical value: we can study Marxist philosophy at work in them, in the 'practical' state, Marxist philosophy which has become politics, political action, analysis and decision. Lenin: an incomparable theoretical and philosophical formation turned political.
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Chapter 2
Marx and his Discoveries
I shall start with an immediate reading, and here I let Marx speak for himself.
In the Marginal Notes on Wagner's 'Lehrbuch der politischen Ökonomie ', written in 1883, at the end of his life, Marx says of Wagner (Marx-Engels: Werke, Bd. XIX, pp. 370-1):
that even in the analysis of the commodity, I do not stop at the double mode in which it is represented, but go straight on to the fact that in this double being of the commodity is represented the two-fold character of the labour whose product it is: the useful labour, i.e., the concrete modes of the labours which create use-values, and the abstract labour, labour as the expenditure of labour power, whatever the 'useful' mode in which it is expended (on which depends the later representation of the production process);
that in the development of the value-form of the commodity, in the last instance of its money-form, hence of money, the value of a commodity is represented in the use-value, i.e., the natural form of the other commodity;
that surplus-value itself is deduced from a 'specific' use-value of labour-power which belongs exclusively to it, etc., etc.;
and that therefore for me use-value plays a far more important part than it has in economics hitherto, but, N.B., that it only ever comes into consideration where such a consideration arises from the analysis of a given economic form, not from reasoning this way and that about the concepts or words 'use-value' and 'value'.
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value in your letter, to become so absorbed in details . . . that you degrade the law of value to a fiction, a necessary fiction, somewhat in the manner of Kant making the existence of God a postulate of the practical reason.
The objections you raise to the law of value apply to all concepts, regarded from the standpoint of reality. The identity of thinking and being, to express myself in Hegelian fashion, everywhere coincides with your example of the circle and the polygon. Or the two of them, the concept of a thing and its reality, run side by side like two asymptotes, always approaching each other yet never meeting. This difference between the two is the very difference which prevents the concept from being directly and immediately reality and reality from being immediately its own concept. Because a concept has the essential nature of that concept and cannot therefore prima facie directly coincide with reality, from which it must first be abstracted, it is something more than a fiction, unless you are going to declare all the results of thought fictions because reality corresponds to them only very circuitously, and even then only with asymptotic approximation.
This reply is astounding (despite the banality of its obviousnesses) and it constitutes a kind of well-intentioned commentary on the misunderstanding, on which Marx's opponents set out to produce ill-intentioned commentaries. Engels escapes Conrad Schmidt's 'operational' objection with a theory of knowledge made to order -- that looks to the approximations of abstraction to establish the inadequacy of the concept as a concept to its object! This answer is beside the point: for Marx the concept of the law of value is in fact a concept perfectly adequate to its object, since it is the concept of the limits of its variation, and therefore the adequate concept of the field of its inadequacy -- and in no sense an inadequate concept by virtue of some original sin which affects all concepts brought into the world by human abstraction. Engels therefore transfers to an empiricist theory of knowledge, as a native weakness of the concept, precisely what constitutes the theoretical strength of Marx's adequate concept! This transfer is only possible with the complicity of this ideological theory of knowledge, ideological not only in its content (empiricism), but also in its use, since it is designed to answer, among other things, precisely this theoretical misunderstanding. There is a risk not only that the theory of Capital will be affected by it (Engels's thesis in the Preface to Volume Three: the law of value is economically valid 'from the beginning of exchange . . . until the fifteenth century A.D.' is a disturbing example), but also that Marxist philosophical theory will be marked, and with what a mark! The mark of the empiricist theory of knowledge which serves as a silent theoretical norm both in Schmidt's objection and in Engels's reply. I have dwelt on this reply in order to stress the fact that the present misunderstanding may betray not only political or ideological ill-will, but also the effects of a theoretical blindness which is a serious hazard so long as we neglect to pose Marx the question of his object.
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Chapter 3
The Merits of Classical Economics
Let us therefore take things as we are told they are, and ask how Marx himself thinks himself, not only directly, when he examines in himself what distinguishes him from the Classical Economists, but also indirectly, when he thinks himself in them, i.e., registers in them the presence or presentiment of his discovery in their non-discovery, and therefore thinks his own perspicacity in the blindness of its closest pre-history.
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The reduction of the phenomenon to the essence (of the given to its concept), the internal unity of the essence (the systematicity of the concepts
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2
Cf. Part I, sections 16 and 18.
3
Cf. Part I, sections 16, 17 and 18.
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4
The price of this silence: read Chapter VII of Rosenthal's book (Les problèmes de la dialectique dans 'Le Capital ') and in particular the pages devoted to avoiding the problem of the difference between 'good' and 'bad' abstraction (pp. 304-5, 325-7). Think of the fortunes in Marxist philosophy of a term as ambiguous as 'generalization ', which is used to think (i.e., not to think) the nature of scientific abstraction. The price of this unheard silence is the empiricist temptation.
5
There must be no misunderstanding of the meaning of this silence. It is part of a determinate discourse, whose object was not to set out the principles of Marxist philosophy, the principles of the theory of the history of the production of knowledges, but to establish the methodological rules indispensable to a treatment of Political Economy. Marx therefore situated himself within an already constituted learning without posing the problem of its production. That is why, within the limits of this text, he could treat Smith's and Ricardo's 'good abstractions' as corresponding to a certain real, and keep his silence as to the extra-ordinarily complex conditions that gave birth to classical Political Economy: he could leave in suspense the point of knowing what process could have produced the field of the classical problematic in which the object of classical Political Economy could be constituted as an object, giving by its knowledge a certain grasp on the real, even though it was still dominated by ideology. The fact that this methodological text leads us to the threshold of the requirement that we constitute that theory of the production of knowledge which is the same thing as Marxist philosophy, is a requirement for us : but it is also a requirement for which we are indebted to Marx, so long as we are attentive both to the theoretical incompleteness [cont. onto p. 90. -- DJR] of this text (its silence on this particular point) and to the philosophical scope of his new theory of history (in particular to what it constrains us to think : the articulation of ideological practice and scientific practice to the other practices, and the organic and differential history of these practices). In other words, we can treat the silence in this text in one of two ways: either by taking it for a silence that goes without saying because its content is the dominant theory of empiricist abstraction; or by treating it as a limit and a problem. A limit : the furthest point to which Marx took his thought; but then this limit, far from returning us to the old field of empiricist philosophy, opens a new field before us. A problem : what precisely is the nature of this new field? We now have at our disposal enough studies in the history of learning to suspect that we must look in quite different directions from the empiricist one. But in this decisive investigation, Marx himself has provided our fundamental principles (the structuration and articulation of the different practices). From which we can see the difference between the ideological treatment of a theoretical silence or emptiness, and its scientific treatment: the former confronts us with an ideological closure, the latter with a scientific openness. Here we can see immediately a precise example of the ideological threat that hangs over all scientific labour: ideology not only lies in wait far science at each point where its rigour slackens, but also at the furthest point where an investigation currently reaches its limits. There, precisely, philosophical ideology can intervene at the level of the life of the science: as the theoretical vigilance that protects the openness of science against the closure of ideology, on condition, of course, that it does not limit itself to speaking of openness and closure in general, but rather of the typical, historically determined structures of this openness and closure. In Materialism and Empirio-Criticism, Lenin constantly recalls this absolutely fundamental requirement which constitutes the specific function of Marxist philosophy.
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Chapter 4
The Errors of Classical Economics:
Outline of a Concept of Historical Time
I now turn to my second example, in which we shall be able to size up the same problem, but in a different way: by examining the kind of criticism Marx made of the classical economists. He had many detailed criticisms of them, and one fundamental one.
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As we shall see, this critique is not the last word of Marx's real critique. It remains superficial and ambiguous, whereas his real critique is infinitely more profound. But it is surely no accident that Marx often went only half-way with his real critique in his declared critique, by establishing the only difference between him and the Classical Economists as the non-history of their conception. This judgement has weighed very heavily on the interpretation not only of Capital and of the Marxist theory of political economy, but also of Marxist philosophy. This is one of the strategic points in Marx's thought -- I shall go so far as to say the number one strategic point -- the point at which the theoretical incompleteness of Marx's judgement of himself has produced the most serious misunderstandings, and, as before, not only among his opponents, who have an interest in misunderstanding him, but also and above all among his supporters.
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6
Hegelian philosophy has even been called a 'speculative empiricism' (Feuerbach).
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7
Cf. 'Contradiction and Overdetermination' and 'On the Materialist Dialectic' in For Marx, op. cit., pp. 87ff, and 161ff.
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single one of these phases, M. Proudhon cannot explain it without having recourse to all the other relations of society, which relations, however, he has not yet made his dialectic movement engender. When, after that, M. Proudhon, by means of pure reason, proceeds to give birth to these other phases, he treats them as if they were new-born babes. He forgets that they are of the same age as the first. . . . In constructing the edifice of an ideological system by means of the categories of political economy, the limbs of the social system are dislocated. The different limbs of society are converted into so many separate societies, following one upon the other. How, indeed, could the single logical formula of movement, of sequence, explain the body of society, in which all relations co-exist simultaneously and support one another ? (italics, L.A.).
It is all here: the co-existence, the articulation of the limbs 'of the social system', the mutual support of the relations between them, cannot be thought in the 'logical formula of movement, of sequence, of time'. If we bear in mind the fact that the 'logic' is, as Marx shows in The Poverty of Philosophy, merely the abstraction of 'movement' and 'time', which are here invoked directly, as the origin of Proudhon's mystification, we can see that it is essential to reverse the order of reflection and think first the specific structure of the totality in order to understand both the form in which its limbs and constitutive relations co-exist and the peculiar structure of history.
This establishes a new point of importance: the structure of the whole is articulated as the structure of an organic hierarchized whole. The co-existence of limbs and their relations in the whole is governed by the order of a dominant structure which introduces a specific order into the articulation (Gliederung ) of the limbs and their relations.
Note a crucial point here: this dominance of a structure, of which Marx gives an example here (the domination of one form of production, e.g., industrial production over simple commodity production, etc.), cannot be reduced to the primacy of a centre, any more than the relation between the
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If this is really what synchrony is, it has nothing to do with simple concrete temporal presence, it concerns the knowledge of the complex articulation that makes the whole a whole. It is not that concrete co-presence, but the knowledge of the complexity of the object of knowledge, which gives the knowledge of the real object.
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8
Cf. Part I, section 13.
9
To avoid any misunderstanding, I should add that this critique of the latent empiricism which haunts the common use of the bastard concept of 'diachrony' today obviously does not apply to the reality of historical transformations, e.g., the transition from one mode of production to another. If the aim is to designate this reality (the fact of the real transformation of structures) as 'the diachrony', this is merely to apply the term to the historical itself (which is never purely static) or, by making a distinction within the historical, to what is visibly transformed. But once the aim is to think the concept of these transformations, we are no longer in the real (the 'diachronic') but in knowledge, in which -- insofar as the real 'diachronic' itself is concerned -- the epistemological dialectic that has just been set out comes into play: the concept and the 'development of its forms'. On this point cf. Balibar's essay below.
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